John L. Bossert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lewis Bossert JR, who also goes by John Bossert, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 1 firm and has passed the Series 63, Series 65, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1999 - April 24, 2000
2480 SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/8/1996
Non-Member General Securities ExaminationCurrent Firm
2480 SECURITIES LLC
CRD#: 41964 / SEC#: , 8-49648
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| C. H. DEAN & ASSOCIATES, INC | PARENT COMPANY | |
| MILLER, STEPHEN MICHAEL | PRESIDENT/CHIEF COMPLIANCE OFFICER | 2686150 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
