John D. Schmuckler
Professional summary
John David Schmuckler, who also goes by John Schmuckler, is a registered financial professional currently at CHURCHILL CAPITAL USA, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Schmuckler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2017 - Present
CHURCHILL CAPITAL USA, INC.
Office #1: 10 East 53rd Street 17th Floor, New York, NY 10022July 16, 2012 - July 31, 2017
SEAPORT GLOBAL SECURITIES LLC
June 1, 2011 - July 19, 2012
RODMAN & RENSHAW, LLC
September 10, 2007 - May 27, 2011
HUDSON SECURITIES,INC.
July 1, 1998 - April 25, 2007
NOMURA SECURITIES INTERNATIONAL, INC.
February 10, 1993 - June 4, 1998
CATHAY FINANCIAL INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2017)
(12/17/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/16/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 9/25/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
CHURCHILL CAPITAL USA, INC.
CRD#: 143278 / SEC#: , 8-67547
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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