Jason A. Weisberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason A Weisberg, who also goes by Jason Alec Weisberg, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1993. Jason had worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1997 - November 12, 2015
SEAPORT SECURITIES CORP.
June 26, 1995 - August 30, 1997
HERZOG, HEINE, GEDULD, LLC
February 10, 1993 - June 30, 1995
SEAPORT SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/25/2009
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT SECURITIES CORP.
CRD#: 8330 / SEC#: , 8-24971
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEISBERG, THEODORE PAUL | PRESIDENT | 1485848 |
| WEISBERG, THEODORE PAUL | CFO/PFO | |
| ZOLDAN, DEBBIE SUE | CHIEF COMPLIANCE OFFICER AND POO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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