Paul J. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul James Brennan, CFP® was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
October 20, 2023 - August 31, 2024
LIFEPLAN WEALTH MANAGEMENT GROUP LLC
October 26, 2022 - February 16, 2023
NYLIFE SECURITIES LLC
November 19, 1996 - April 20, 2021
MUTUAL OF AMERICA SECURITIES LLC
February 29, 1996 - October 30, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
December 8, 1995 - January 4, 1996
FMG DISTRIBUTORS, INC.
November 13, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 13, 1991 - May 13, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
LIFEPLAN WEALTH MANAGEMENT GROUP LLC
CRD#: 313899 / SEC#:
Contact information
Red Flags
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