Mark A. Gaynoe
Professional summary
Mark Allen Gaynoe is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Atlanta, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Mark has worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Gaynoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2020 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
March 23, 2018 - December 31, 2018
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
April 23, 1997 - June 20, 1997
H.J. MEYERS & CO., INC.
February 27, 1997 - April 15, 1997
ARGENT SECURITIES, INC.
May 5, 1986 - October 30, 1987
MORGAN STANLEY DW INC.
February 23, 1982 - March 14, 1986
UBS FINANCIAL SERVICES INC.
January 25, 1980 - March 5, 1982
MORGAN STANLEY DW INC.
May 18, 1979 - February 2, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 1978 - April 29, 1979
A. G. EDWARDS & SONS, INC.
August 12, 1977 - July 2, 1978
CITIGROUP GLOBAL MARKETS INC.
June 2, 1975 - August 11, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 14, 1974 - March 3, 1975
REYNOLDS SECURITIES, INC.
February 13, 1974 - July 6, 1975
BACHE & CO INCORPORATED
June 5, 1973 - December 7, 1974
E. F. HUTTON & COMPANY INC
February 25, 1972 - July 8, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/18/2020)
(8/7/2023)
Exams
Series 000
Date: 2/22/1972
General Securities Principal ExaminationSeries 1
Date: 2/22/1972
Registered Representative ExaminationCurrent Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,546 |
| AUM (Assets Under Management) | $ 971,848,436 |
Red Flags
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