Albert J. Zdenek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert James Zdenek JR., who also goes by Albert James Zdenek, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2004. Albert had worked at 1 firm and has passed the Series 66 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2004 - November 1, 2018
TRAUST SOLLUS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Series 2
Date: 10/23/1991
Non-Member General Securities ExaminationCurrent Firm
TRAUST SOLLUS WEALTH MANAGEMENT, LLC
CRD#: 108918 / SEC#: 801-57069
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
