Gina Marie Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Marie Larson, who also goes by Gina Marie Larson, was a registered financial professional .
Gina Marie is a previously registered financial professional and started their career in finance in 1993. Gina Marie had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - July 8, 2015
REEF SECURITIES, INC.
February 12, 2014 - August 21, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 30, 2013 - October 18, 2013
REALTY CAPITAL SECURITIES, LLC
January 10, 2007 - July 5, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 10, 2007 - July 5, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 22, 2004 - December 31, 2006
VSR FINANCIAL SERVICES, INC.
July 22, 2004 - December 31, 2006
VSR FINANCIAL SERVICES, INC.
September 2, 1999 - July 26, 2004
HORNOR, TOWNSEND & KENT, LLC
September 2, 1999 - July 26, 2004
HORNOR, TOWNSEND & KENT, LLC
January 2, 1998 - September 3, 1999
CADARET, GRANT & CO., INC.
October 27, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
August 22, 1997 - September 30, 1997
DOMINION CAPITAL CORPORATION
January 30, 1997 - August 6, 1997
DOMINION CAPITAL CORPORATION
May 30, 1995 - January 14, 1997
FSC SECURITIES CORPORATION
December 6, 1994 - May 24, 1995
WFG INVESTMENTS, INC.
February 19, 1993 - September 26, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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