Michael A. Marino

THE FINANCIAL PLANNING CENTER

HACKETTSTOWN, NJ

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CRD#: 2190221

Professional summary

Michael A Marino, CFP®, who also goes by Michael Marino, is a registered financial advisor currently at THE FINANCIAL PLANNING CENTER, LLC located in Hackettstown, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Marino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Washington Township Police Foundation; NOT investment related; PO Box 86, Schooley's Mountain, NJ 07870; Non-profit organization to support our local police department; President; 07/20/2017; Non-compensation 5 hours/month; 5 hours/month during trading; Fundraising and reviewing disbursements for police department needs. (2) Michael A. Marino (Individually licensed) , Investment related, Address: Residential address, Nature: Sale of life, disability, health, LTC insurance and fixed annuities. Position: Self-employed - Individually appointed to insurance companies. Started: Insurance licensed since 1997. Part of the financial planning process in evaluating client insurance policies and needs analysis. I estimate about 5 hours per week. I estimate about 20 hours per month. As part of the financial planning process to review and analyze client's insurance portfolio and management of risk.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Marino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

November 19, 2024 - Present

THE FINANCIAL PLANNING CENTER, LLC

RIA

CRD#: 332155

HACKETTSTOWN, NJ

Past

April 20, 2021 - December 31, 2024

LOTUS INVESTMENT ADVISORS

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/12/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE FINANCIAL PLANNING CENTER, LLC

CRD#: 332155 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/19/2024 Approved)

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Contact information

Main Address

Hackettstown, NJ

Mailing Address

Po Box 86, Schooleys Mountain, NJ 07870

Phone number

(908) 264-2631

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 26,325,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Marino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael A Marino's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOTUS INVESTMENT ADVISORS

EMPIRE ASSET MANAGEMENT COMPANY

DIVINE ASSET MANAGEMENT LLC

DIVINE CAPITAL MARKETS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INTERNATIONAL PLANNING ALLIANCE, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/1999

Series 63

Date: 9/13/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2009

Series 6

Date: 10/25/1996

Series 24

Date: 5/20/2009

Series 26

Date: 3/12/2008

Current Firm

THE FINANCIAL PLANNING CENTER, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE FINANCIAL PLANNING CENTER, LLC

TRUST BUT VERIFY

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