Brad E. Sklarew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brad Eliot Sklarew was a registered financial advisor .
Brad is a previously registered financial advisor and started their career in finance in 2000. Brad had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2005 - October 2, 2008
SKLAREW CAPITAL MANAGEMENT, INC.
April 24, 2003 - February 17, 2004
M.L. STERN & CO., LLC.
April 23, 2003 - February 17, 2004
M.L. STERN & CO., LLC.
November 29, 2001 - December 19, 2001
EMPIRE CAPITAL GROUP, LLC
October 12, 2000 - June 18, 2001
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2001
Limited Representative-Equity Trader ExamSeries 62
Date: 6/9/1998
Corporate Securities Limited Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
