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Brad Eliot Sklarew

CRD# 2190113·Registered 2000 - 2008
Previously Registered: Being a previously registered professional could mean that Brad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brad Eliot Sklarew was a registered financial advisor. Brad was a previously registered financial advisor and started their career in finance 2000 - 2008. Brad had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SKLAREW CAPITAL MANAGEMENT, INC.·CRD# 135121
RIA
Santa Monica, CA
July 20, 2005 - October 2, 2008
M.L. STERN & CO., LLC.·CRD# 8327
RIA
Bevery Hills, CA
April 24, 2003 - February 17, 2004
M.L. STERN & CO., LLC.·CRD# 8327
BD
Beverly Hills, CA
April 23, 2003 - February 17, 2004
EMPIRE CAPITAL GROUP, LLC·CRD# 47179
BD
Phoenix, AZ
November 29, 2001 - December 19, 2001
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
October 12, 2000 - June 18, 2001

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2001About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jun 1998

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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