Susan C. Maes

NWF ADVISORY SERVICES

BRIELLE, NJ

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CRD#: 2190071

Professional summary

Susan Chapin Maes, who also goes by Susan Chapin Beyersdorf, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Brielle, New Jersey and OSAIC WEALTH, INC. located in Brielle, New Jersey.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Susan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Chapin Beyersdorf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MAES FINANCIAL POSITION: Sole Proprietor NATURE: This is a doing business as INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/08/2024 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: This is a doing business as 2. SUSAN MAES POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2007 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: sell and service term life insurance and refer health insurance 3. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation, Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 06/30/2025 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: Provide advisory services to my clients. Wrap and fee based accounts are used.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Chapin Maes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

BRIELLE, NJ

Current

October 8, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BRIELLE, NJ

Past

October 8, 2024 - July 2, 2025

THE AMERIFLEX GROUP

RIA

CRD#: 305585

Brielle, NJ

Past

August 21, 2019 - October 11, 2024

WORLD INVESTMENTS, LLC

RIA

CRD#: 20626

LINCROFT, NJ

Past

June 14, 2019 - October 11, 2024

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

February 22, 2019 - June 26, 2019

LPL FINANCIAL LLC

CRD#: 6413

WALL TOWNSHIP, NJ

Past

December 22, 2011 - February 22, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Wall Township, NJ

Past

February 14, 1995 - December 22, 2011

WORLD INVESTMENTS, LLC

CRD#: 20626

BRIELLE, NJ

Past

December 21, 1993 - January 24, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 9, 1993 - December 7, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/8/2024)

Delaware
(10/8/2024)

Florida
(10/8/2024)

New Jersey
(10/8/2024)

IAR

New Jersey
(6/2/2025)

New York
(10/8/2024)

North Carolina
(10/11/2024)

Ohio
(10/8/2024)

Pennsylvania
(10/8/2024)

South Carolina
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Susan C. Maes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Chapin Maes's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

WORLD INVESTMENTS, LLC

WORLD INVESTMENTS, LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WORLD INVESTMENTS, LLC

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2019

Series 63

Date: 11/2/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/1/1993

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

Contact information

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