GM
Glen R. Mintz
NEW EDGE WEALTH
Park City, UT 84060
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CRD#: 2189984
GM
Professional summary
Glen Ryan Mintz is a registered financial advisor currently at NEW EDGE WEALTH located in Park City, Utah and NEWEDGE SECURITIES, LLC located in Park City, Utah.
Glen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Glen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NEW EDGE WEALTH~INVESTMENT RELATED~PARK CITY, UTAH~INVESTMENT ADVISOR REPRESENTATIVE~MAY 2021~80HRS PER MONTH~80HRS PER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS - - - - 2)JT ASSET MANAGEMENT~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~ASSET MANAGEMENT~NOV 18 2021~150 HOURS PER MONTH~40 HOURS PER MONTH DURING MARKET~ASSET MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Glen Ryan Mintz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2021 - Present
NEW EDGE WEALTH
Office #1: 1775 Prospector Avenue Suite 200, Park City, UT 84060RIA
CRD#: 307771
Park City, UT
Current
May 24, 2021 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1775 Prospector Avenue Suite 200, Park City, UT 84060BD
CRD#: 10674
Park City, UT
Past
July 3, 2008 - May 19, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PARK CITY, UT
Past
July 3, 2008 - May 19, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PARK CITY, UT
Past
March 30, 2006 - July 11, 2008
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PARK CITY, UT
Past
August 30, 1996 - July 11, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
December 15, 1992 - September 10, 1996
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
November 22, 1991 - December 17, 1992
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2023)
RR
Arizona(5/24/2021)
RR
California(5/24/2021)
IAR
California(1/4/2023)
RR
Colorado(5/25/2021)
RR
Connecticut(5/24/2021)
RR
District of Columbia(1/3/2024)
RR
Florida(7/26/2021)
RR
Idaho(6/29/2021)
RR
Louisiana(1/6/2023)
RR
Maine(1/4/2023)
RR
Maryland(5/24/2021)
RR
Massachusetts(1/18/2023)
RR
Michigan(5/24/2021)
RR
Minnesota(5/25/2021)
RR
Mississippi(11/4/2021)
RR
New Hampshire(5/24/2021)
RR
New Jersey(5/24/2021)
RR
New York(5/24/2021)
RR
North Carolina(10/24/2022)
RR
Oklahoma(8/9/2022)
RR
Pennsylvania(5/24/2021)
IAR
Texas(5/24/2021)
RR
Texas(9/21/2021)
RR
Utah(5/24/2021)
IAR
Utah(5/24/2021)
RR
Vermont(1/5/2023)
RR
Virginia(5/24/2021)
RR
Washington(5/13/2025)
RR
Wisconsin(1/3/2023)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Park City, UT 84060TRUST BUT VERIFY
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