John P. Solitario

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CRD#: 2189693

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Paul Solitario was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1992. John had worked at 8 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 11, 2022 - July 12, 2023

CHARLES TOWNE SECURITIES, LLC

CRD#: 172278

CHARLESTON, SC

Past

January 14, 2011 - October 15, 2018

DRAGONFLY CAPITAL PARTNERS, LLC

CRD#: 125199

CHARLOTTE, NC

Past

March 28, 2006 - October 28, 2010

TOBIN & COMPANY SECURITIES LLC

CRD#: 137918

CHARLOTTE, NC

Past

October 16, 2002 - April 5, 2005

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

RALEIGH, NC

Past

June 13, 2002 - April 5, 2005

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

RALEIGH, NC

Past

October 1, 1999 - March 1, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

August 30, 1995 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 19002

CHARLOTTE, NC

Past

February 19, 1992 - August 28, 1995

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 2/11/2022

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2006

General Securities Principal Examination

Current Firm

CHARLES TOWNE SECURITIES, LLC

ALCHEMY SECURITIES, LLC | CHARLES TOWNE SECURITIES, LLC

CRD#: 172278 / SEC#: , 8-69505

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

123 Island Park Drive, Charleston, SC 29492

Mailing Address

123 Island Park Drive, Charleston, SC 29492

Phone number

(704) 516-1836

Established

Delaware since 06/06/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CTH-ADVISORS	SHAREHOLDER
EBERT, PAUL FRANCIS	FINANCIAL AND OPERATIONS PRINCIPAL/CFO	1121231
SANDERSON, MICHAEL OTTO	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	410294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Solitario

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DRAGONFLY CAPITAL PARTNERS, LLC

TOBIN & COMPANY SECURITIES LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2002

Series 63

Date: 12/9/1991

Series 82TO

Date: 2/11/2022

SIE

Date: 10/1/2018

Series 7

Date: 11/22/1991

Series 24

Date: 2/6/2006

Current Firm

CHARLES TOWNE SECURITIES, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHARLES TOWNE SECURITIES, LLC

TRUST BUT VERIFY

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