Douglas G. Mcpeek

NOTTINGHILL INVESTMENT ADVISERS, LTD

CINCINNATI, OH 45230-4344

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CRD#: 2189690

Professional summary

Douglas Gordon Mcpeek is a registered financial advisor currently at NOTTINGHILL INVESTMENT ADVISERS, LTD located in Cincinnati, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Douglas has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Gordon Mcpeek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2000 - Present

NOTTINGHILL INVESTMENT ADVISERS, LTD

Office #1: Southampton Square 7414 Jager Court, Cincinnati, OH 45230-4344

RIA

CRD#: 106804

CINCINNATI, OH

Past

January 10, 1996 - February 22, 1996

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

December 19, 1991 - January 10, 1996

BARTLETT & CO.

CRD#: 86

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/4/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1991

General Securities Representative Examination

Current Firm

NOTTINGHILL INVESTMENT ADVISERS, LTD

NOTTINGHILL INVESTMENT ADVISERS LTD | NOTTINGHILL INVESTMENT ADVISERS, LTD

CRD#: 106804 / SEC#: 801-52260

RIA

Registered Investment Advisory firm - (6/13/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (12/17/2012 Terminated)

Ohio

Registered Investment Advisory firm - (4/3/2012 Approved)

Texas

Registered Investment Advisory firm - (10/10/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Southampton Square 7414 Jager Court, Cincinnati, OH 45230-4344

Mailing Address

Phone number

(513) 624-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 51,447,589

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas G. Mcpeek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Gordon Mcpeek's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOTTINGHILL INVESTMENT ADVISERS, LTD

LEGG MASON WOOD WALKER, INCORPORATED

BARTLETT & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/4/1992

Series 7

Date: 12/18/1991

Current Firm

NOTTINGHILL INVESTMENT ADVISERS, LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOTTINGHILL INVESTMENT ADVISERS, LTD

TRUST BUT VERIFY

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