Jack Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Chen was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1992. Jack had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 31, Series 7, Series 23, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2013 - March 27, 2014
TITAN CAPITAL MANAGEMENT, LLC
December 8, 2006 - May 18, 2007
BROOKSTREET SECURITIES CORPORATION
May 9, 2006 - May 18, 2007
BROOKSTREET SECURITIES CORPORATION
April 1, 2005 - May 18, 2006
MORGAN STANLEY DW INC.
April 1, 2005 - May 18, 2006
MORGAN STANLEY DW INC.
October 22, 2004 - March 10, 2005
TD AMERITRADE, INC.
March 13, 1996 - March 10, 2005
TD AMERITRADE, INC.
August 7, 1995 - November 15, 1995
H.J. MEYERS & CO., INC.
January 23, 1995 - August 31, 1995
KENNEDY, CABOT & CO.
June 4, 1993 - August 7, 1993
DICKINSON & CO.
December 14, 1992 - March 11, 1993
LP CHARLES & COMPANY, INC.
September 4, 1992 - November 11, 1992
LAM WAGNER, INC.
April 24, 1992 - June 10, 1992
CHATFIELD DEAN & CO., INC.
March 20, 1992 - March 30, 1992
AMR SECURITIES, INC.
January 6, 1992 - February 19, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN CAPITAL MANAGEMENT, LLC
CRD#: 123568 / SEC#: 801-110575
Contact information
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 131,750,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
