TD
Thomas J. Dornoff
GRANITE FINANCIAL GROUP
BROOKFIELD, WI 53045
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CRD#: 2189396
TD
Professional summary
Thomas Jerome Dornoff, CFP® is a registered financial advisor currently at GRANITE FINANCIAL GROUP located in Brookfield, Wisconsin and LPL FINANCIAL LLC located in Brookfield, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/30/2013 - GRANITE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 06/21/2022 - Granite Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/06/2013 - 50 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Granite Financial Group, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 50] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jerome Dornoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 30, 2013 - Present
GRANITE FINANCIAL GROUP
Office #1: 175 N. Patrick Blvd. Suite 170/190, Brookfield, WI 53045RIA
CRD#: 168675
BROOKFIELD, WI
Current
August 30, 2013 - Present
LPL FINANCIAL LLC
Office #1: 175 N Patrick Blvd Ste 170, Brookfield, WI 53045-5857RIA
BD
CRD#: 6413
Brookfield, WI
Past
June 1, 2009 - September 6, 2013
MORGAN STANLEY
RIA
CRD#: 149777
WAUKESHA, WI
Past
June 1, 2009 - September 6, 2013
MORGAN STANLEY
BD
CRD#: 149777
WAUKESHA, WI
Past
April 25, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WAUKESHA, WI
Past
April 25, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WAUKESHA, WI
Past
January 1, 2008 - April 29, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MILWAUKEE, WI
Past
October 4, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MILWAUKEE, WI
Past
March 24, 1992 - June 30, 1993
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRANITE FINANCIAL GROUP
GRANITE FINANCIAL GROUP | GRANITE FINANCIAL GROUP, LLC
CRD#: 168675 / SEC#: 801-116752
RIA
Registered Investment Advisory firm - (6/6/2019 Approved)Illinois
Registered Investment Advisory firm - (6/7/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (6/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/18/2022)
RR
Arkansas(8/30/2013)
RR
California(3/16/2018)
RR
Colorado(5/4/2018)
RR
Florida(8/30/2013)
RR
Georgia(5/13/2015)
RR
Idaho(7/14/2023)
RR
Illinois(8/30/2013)
IAR
Illinois(10/7/2014)
RR
Indiana(12/16/2022)
RR
Kentucky(1/5/2022)
RR
Maryland(8/30/2013)
RR
Michigan(1/5/2022)
RR
Minnesota(6/18/2015)
RR
Missouri(9/5/2025)
RR
New York(8/30/2013)
RR
North Carolina(11/28/2023)
RR
Oregon(2/23/2023)
RR
South Carolina(12/1/2021)
RR
Texas(2/18/2015)
IAR
Texas(1/29/2020)
RR
Wisconsin(8/30/2013)
IAR
Wisconsin(8/30/2013)
RR
Wyoming(6/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GRANITE FINANCIAL GROUP
GRANITE FINANCIAL GROUP | GRANITE FINANCIAL GROUP, LLC
CRD#: 168675 / SEC#: 801-116752
RIA
Registered Investment Advisory firm - (6/6/2019 Approved)Illinois
Registered Investment Advisory firm - (6/7/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (6/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
175 N. Patrick Blvd. Suite 170, Brookfield, WI 53045-5857
Mailing Address
Phone number
(262) 792-1111
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 491 |
| AUM (Assets Under Management) | $ 170,600,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRANITE FINANCIAL GROUP
CRD#: 168675Brookfield, WI 53045TRUST BUT VERIFY
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Contact information
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