Jeffrey E. Davner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Evan Davner, who also goes by Jeff Davner, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2015 - March 2, 2016
ARIVE CAPITAL MARKETS
June 18, 2014 - April 23, 2015
LEGEND SECURITIES, INC.
March 13, 2013 - June 2, 2014
ROTHSCHILD LIEBERMAN LLC
January 11, 2012 - April 18, 2013
OBSIDIAN FINANCIAL GROUP, LLC
April 8, 2011 - January 6, 2012
NATIONAL SECURITIES CORPORATION
May 12, 2010 - March 7, 2011
GLOBAL ARENA CAPITAL CORP
October 6, 2009 - June 9, 2010
MAXIM GROUP LLC
May 14, 2009 - November 6, 2009
M BARC INVESTMENT GROUP, INC.
October 15, 2008 - May 5, 2009
CHICAGO INVESTMENT GROUP, LLC
October 15, 2008 - May 5, 2009
CHICAGO INVESTMENT GROUP, LLC
November 19, 2004 - October 15, 2008
LEGEND ADVISORY, LLC
February 21, 2002 - October 15, 2008
LEGEND EQUITIES CORPORATION
March 21, 2001 - July 6, 2001
DALTON KENT SECURITIES GROUP, INC.
March 21, 2001 - February 8, 2002
CAPITAL GROWTH FINANCIAL, LLC
January 16, 1997 - October 30, 2000
TRADE.COM ONLINE SECURITIES, INC.
February 5, 1996 - January 6, 1997
LAIDLAW GLOBAL SECURITIES, INC.
March 1, 1995 - February 20, 1996
JOSEPHTHAL & CO., INC.
December 13, 1993 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
June 30, 1993 - December 7, 1993
GKN SECURITIES CORP.
June 1, 1993 - July 9, 1993
ADVEST, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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