Suzanne M. Lockwoodfisher
Professional summary
Suzanne Marie Lockwoodfisher, who also goes by Suzanne Marie Fisher, Suzanne Marie Lockwood, is a registered financial advisor currently at DHJJ FINANCIAL ADVISORS located in St. Charles, Illinois.
Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Suzanne has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Marie Lockwoodfisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2021 - Present
DHJJ FINANCIAL ADVISORS
Office #1: 2560 Foxfield Rd. Suite 300, St. Charles, IL 60174October 19, 2018 - February 24, 2020
LPL FINANCIAL LLC
October 20, 2009 - October 26, 2018
CETERA WEALTH SERVICES, LLC
October 15, 1993 - February 17, 2009
VOYA FINANCIAL PARTNERS, LLC
September 21, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
December 19, 1991 - October 15, 1993
AELTUS CAPITAL, INC
Primary Firm SEC Registration
DHJJ FINANCIAL ADVISORS
CRD#: 107034 / SEC#: 801-42639
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/15/2021)
Exams
Current Firm
DHJJ FINANCIAL ADVISORS
CRD#: 107034 / SEC#: 801-42639
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,366 |
| AUM (Assets Under Management) | $ 543,508,327 |
Red Flags
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