Karen R. Hansen

OSAIC WEALTH

Juneau, AK 99801

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CRD#: 2189218

Professional summary

Karen Rachelle Hansen, who also goes by Karen Rachelle Kincade, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Juneau, Alaska.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Karen has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Rachelle Kincade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KAREN R. HANSEN, LUTCF; NONINVT REL; 1600 A ST #310, ANCHORAGE AK 99501; SELLS TRADTIONAL PRODUCTS THROUGH VARIOUS COMPANIES; OWNER; START 04/01/1991; 1 HR/MO; 1 HR/MO DURING TRADING; SELLS TRADITIONAL PRODUCTS THROUGH VARIOUS COMPANIES. 2) AK DEMOCRATIC PARTY POSITION: committee member NATURE: political organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2018 ADDRESS: 2602 Fairbanks Street, Anchorage AK 99503, United States DESCRIPTION: consulting 3) KAREN HANSEN - RENTAL INCOME POSITION: rental property owner NATURE: this OBA is in regards to my rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 999 Pacific St., #D-12, Oceanside CA 99024, United States DESCRIPTION: I am the owner of a rental property. 4) PROGRESS ALASKA POSITION: board member NATURE: This is a political organization - to enhance the cultural and economic status of the State of Alaska. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2022 ADDRESS: 1600 A St Ste 310, Anchorage AK 99501, United States DESCRIPTION: attend a monthly meeting virtually

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Rachelle Hansen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Karen Rachelle Hansen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 130 Seward Street #1, Juneau, AK 99801Office #2: 1600 A Street #310, Anchorage, AK 99501

RIA

CRD#: 23131

Juneau, AK

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 130 Seward Street #1, Juneau, AK 99801Office #2: 1600 A Street #310, Anchorage, AK 99501

RIA

CRD#: 23131

Juneau, AK

Past

November 10, 2005 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ANCHORAGE, AK

Past

November 10, 2005 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ANCHORAGE, AK

Past

June 1, 2005 - November 18, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ANCHORAGE, AK

Past

June 1, 2005 - November 18, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 4, 2001 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

ANCHORAGE, AK

Past

November 7, 1991 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/19/2024)

IAR

Alaska
(1/19/2024)

Arizona
(1/19/2024)

Arkansas
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Florida
(1/19/2024)

Hawaii
(1/19/2024)

Idaho
(1/19/2024)

Iowa
(1/19/2024)

Louisiana
(1/19/2024)

Minnesota
(1/19/2024)

Missouri
(1/19/2024)

Montana
(1/19/2024)

Nebraska
(1/8/2025)

Nevada
(1/19/2024)

New Mexico
(1/19/2024)

North Carolina
(1/19/2024)

Oklahoma
(1/19/2024)

Oregon
(1/19/2024)

South Carolina
(1/19/2024)

Texas
(1/19/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/12/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/2/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen R. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Rachelle Hansen's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Karen Rachelle Hansen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/2000

Series 65

Date: 12/27/1999

SIE

Date: 10/1/2018

Series 6

Date: 11/2/1991

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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