Mark T. Goblisch
Professional summary
Mark Thomas Goblisch is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 5 firms and has passed the Series 63, Series 6TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Thomas Goblisch's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2024 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204May 27, 2020 - September 23, 2022
PRINCIPAL SECURITIES, INC.
June 22, 2006 - August 9, 2006
WELLS FARGO INVESTMENTS, LLC
May 13, 1994 - August 6, 2004
IDS LIFE INSURANCE COMPANY
May 13, 1994 - August 6, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
January 7, 1992 - April 28, 1993
IDS LIFE INSURANCE COMPANY
January 7, 1992 - April 28, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/26/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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