Owen D. Gavigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen Dion Gavigan was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 1965. Owen had worked at 13 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2001 - May 30, 2002
KC MAY SECURITIES CORP.
July 30, 1999 - October 11, 2000
C. L. KING & ASSOCIATES, INC.
September 5, 1986 - October 31, 1997
TRINITY TRADING COMPANY, LTD.
November 7, 1985 - September 16, 1986
INGHAM, BECKER & CO., INC.
August 16, 1979 - December 24, 1985
WOOLCOTT & CO., INC.
May 29, 1979 - December 20, 1983
ARONSON, WOOLCOTT & CO. INC.
April 10, 1978 - September 17, 1979
E. F. HUTTON & COMPANY INC
February 2, 1978 - May 8, 1978
NORMANDY SECURITIES INCORPORATED
October 8, 1976 - January 27, 1978
REYNOLDS SECURITIES, INC.
November 4, 1975 - February 18, 1977
BAKER, WEEKS & CO., INC.
June 14, 1974 - December 13, 1975
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 4, 1972 - October 26, 1973
LOMBARD, NELSON & MCKENNA, INC
May 11, 1965 - November 11, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/1/1962
Registered Representative ExaminationCurrent Firm
KC MAY SECURITIES CORP.
CRD#: 17833 / SEC#: , 8-35804
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JESUP & LAMONT GROUP HOLDINGS INC. | OWNER | |
| CURD, HOWARD FRANCIS | PRESIDENT, CEO | 1786714 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
