Harry K. Schiavone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Kolbjorn Schiavone JR, who also goes by Harry Kolbjorn Jr Schiavone, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1991. Harry had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2023 - May 29, 2026
SIGNATURE ESTATE SECURITIES, LLC
November 16, 2021 - May 29, 2026
SEIA
November 15, 2021 - August 24, 2023
OSAIC WEALTH, INC.
January 3, 2011 - November 19, 2021
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - November 19, 2021
VOYA FINANCIAL ADVISORS, INC.
February 12, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
November 17, 1998 - September 23, 2000
AETNA FINANCIAL SERVICES, INC.
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
November 8, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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