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MD

Michael L. Dunbar

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CRD#: 2189075
MD

Professional summary

Michael Leroy Dunbar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Michael had worked at 2 firms, which includes GLOBAL EQUITIES GROUP INC, AMERICORP SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 1, 1996 - January 10, 1997

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

June 28, 1993 - June 19, 1996

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/29/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/18/1996
General Securities Principal Examination

Current Firm

GE
GLOBAL EQUITIES GROUP INC
GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: , 8-46197

BD
Terminated by SEC on 03/13/1998
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 06/05/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL EQUITIES GROUP INC

CRD#: 34039

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