Kevin Kloza
Professional summary
Kevin Kloza is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Jersey City, New Jersey and JPMORGAN DISTRIBUTION SERVICES, INC. located in Jersey City, New Jersey.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1992. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 14, Series 24, Series 53, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Kloza's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2006 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 545 Washington Blvd, Jersey City, NJ 07310August 9, 2006 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 545 Washington Blvd, Jersey City, NJ 07310March 21, 2013 - December 31, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 5, 2006 - December 31, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
April 5, 2005 - February 17, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 5, 2004 - April 13, 2005
J.P. MORGAN INVESTMENT MANAGEMENT INC.
January 1, 2004 - February 17, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 23, 2003 - December 2, 2003
VALLEY FINANCIAL MANAGEMENT, INC.
May 3, 2001 - December 2, 2003
VALLEY FINANCIAL MANAGEMENT, INC.
December 11, 1993 - January 17, 2001
GMS GROUP
August 12, 1992 - November 15, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2006)
(6/5/2006)
(8/10/2006)
(4/1/2016)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 8
Date: 6/14/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
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