Anthony A. Nicolich Iv

VERITAS WEALTH ADVISORS

BATON ROUGE, LA 70810

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CRD#: 2188934

Professional summary

Anthony Alexander Nicolich Iv IV, who also goes by Anthony Alexander Nicholich IV, Tony Nicholich Iv, Anthony Alexander Nicolich Iv, Anthony Alexander Iv Nicolich, is a registered financial advisor currently at VERITAS WEALTH ADVISORS, LLC located in Baton Rouge, Louisiana.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Alexander Nicholich Iv | Tony Nicholich Iv | Anthony Alexander Nicolich Iv | Anthony Alexander Iv Nicolich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. (2) HARRIS PROPERTIES-NON-VOTING MEMBER, MEMBER/SHAREHOLDER, REAL ESTATE BUSINESS, TIME SPENT IN ACTIVITY : 0, DUTIES: PASSIVE/FAMILY INTEREST.METHOD OF COMPENSATION: K-1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Alexander Nicolich Iv IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2010 - Present

VERITAS WEALTH ADVISORS, LLC

Office #1: 17609 W. Lakeway Dr., Baton Rouge, LA 70810

RIA

CRD#: 130027

BATON ROUGE, LA

Past

December 19, 2005 - April 9, 2010

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BATON ROUGE, LA

Past

December 19, 2005 - April 9, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BATON ROUGE, LA

Past

March 28, 2005 - December 21, 2005

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FAIRFIELD, IA

Past

January 30, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

BATON ROUGE, LA

Past

January 27, 2004 - December 21, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BATON ROUGE, LA

Past

February 18, 2000 - February 4, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATON ROUGE, LA

Past

February 18, 2000 - February 4, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 17, 1998 - February 24, 2000

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

March 31, 1995 - August 18, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

November 7, 1991 - August 18, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/1991

General Securities Representative Examination

Current Firm

VERITAS WEALTH ADVISORS, LLC

VERITAS WEALTH ADVISORS, LLC | VERITAS WEALTH ADVISORS, LLC OF LOUISIANA

CRD#: 130027 / SEC#:

Louisiana

Registered Investment Advisory firm - (3/29/2010 Approved)

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Contact information

Main Address

Baton Rouge, LA

Mailing Address

Phone number

(225) 751-1899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 33,557,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony A. Nicolich Iv

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Alexander Nicolich Iv IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STANFORD GROUP COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2014

Series 63

Date: 11/27/1991

Series 7

Date: 11/5/1991

Current Firm

VERITAS WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VERITAS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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