John R. Wagner

ACENTUS GROUP L.L.C.

AMERICAN FORK, UT 84003

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CRD#: 2188885

Professional summary

John Ralph Wagner is a registered financial advisor currently at ACENTUS GROUP L.L.C. located in American Fork, Utah.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. WAGNER IS INVOLVED IN THE FOLLOWING NON-INVESTMENT RELATED OUTSIDE BUSINESS ACTIVITIES: 1. MR. WAGNER IS EMPLOYED BY RJM DESIGN, A BUSINESS PROVIDING DESIGN CONSTRUCTION AND INSTALLATION OF BOOTHS AT VARIOUS TRADESHOWS. HE IS EMPLOYED AS THE CFO OF THE COMPANY AND PERFORMS THE USUAL DUTIES OF A CHIEF FINANCIAL OFFICER. MR. WAGNER DEVOTES 40 HOURS PER MONTH TO THESE ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ralph Wagner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

ACENTUS GROUP L.L.C.

Office #1: 920 E State Road Suite I, American Fork, UT 84003

RIA

CRD#: 281147

AMERICAN FORK, UT

Past

July 20, 2018 - July 13, 2022

DYNAMIC

RIA

CRD#: 151367

SALT LAKE CITY, UT

Past

October 21, 2009 - June 7, 2016

TRANSCEND CAPITAL

CRD#: 104483

AUSTIN, TX

Past

June 19, 2006 - June 4, 2008

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

October 26, 1992 - February 19, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

October 30, 1991 - October 21, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/14/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACENTUS GROUP L.L.C.

CRD#: 281147 / SEC#:

Utah

Registered Investment Advisory firm - (10/29/2015 Approved)

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Contact information

Main Address

Woodland Hills, UT

Mailing Address

Phone number

(801) 836-2158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ralph Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC

TRANSCEND CAPITAL

LEGEND SECURITIES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2018

Series 66

Date: 8/14/2007

Series 63

Date: 5/17/2006

SIE

Date: 6/7/2016

Series 7

Date: 6/13/2006

Series 6

Date: 10/28/1991

Current Firm

ACENTUS GROUP L.L.C.

Contact information

Documents

Red Flags

Company Information

ACENTUS GROUP L.L.C.

TRUST BUT VERIFY

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