Browning E. Mank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Browning E Mank, who also goes by Shirley Elizabeth Browning, Beth Browning, Browning E Mank, was a registered financial professional .
Browning is a previously registered financial professional and started their career in finance in 1996. Browning had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2017 - April 14, 2021
ACKERMAN CAPITAL MANAGEMENT
September 26, 2006 - September 17, 2012
FIDELITY BROKERAGE SERVICES LLC
January 30, 2004 - September 26, 2006
NATIONAL FINANCIAL SERVICES LLC
July 22, 1997 - December 16, 2004
STRATEGIC ADVISERS LLC
February 21, 1996 - January 30, 2004
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
ACKERMAN CAPITAL MANAGEMENT
CRD#: 123824 / SEC#: 801-61595
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ACKERMAN CAPITAL MANAGEMENT
CRD#: 123824 / SEC#: 801-61595
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 535 |
| AUM (Assets Under Management) | $ 477,172,304 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
