William R. Davis

O'BANNON & DAVIS

Williamsville, NY 14221

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CRD#: 2188721

Professional summary

William Robert Davis, who also goes by William R Davis, is a registered financial advisor currently at O'BANNON & DAVIS INC. located in Williamsville, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William R Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

O'BANNON & DAVIS INC.

Office #1: 6265 Sheridan Drive Suite 118, Williamsville, NY 14221

RIA

CRD#: 134005

Williamsville, NY

Past

May 4, 2007 - June 29, 2012

TRG FINANCIAL, INC.

CRD#: 43870

LAKEWOOD RANCH, FL

Past

January 2, 1998 - August 4, 2005

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

July 2, 1997 - January 5, 1998

S.C. PARKER & CO., INC.

CRD#: 734

WILLIAMSVILLE, NY

Past

March 17, 1994 - July 1, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

November 23, 1992 - March 18, 1994

ALEXANDER KALE SECURITIES, INC.

CRD#: 13371

NEW YORK, NY

Past

January 6, 1992 - October 28, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 6, 1992 - October 28, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1995

General Securities Principal Examination

Current Firm

O'BANNON & DAVIS INC.

O'BANNON & DAVIS INC | O'BANNON DAVIS & WHISTLER, INC. | O'BANNON & DAVIS INC.

CRD#: 134005 / SEC#:

New York

Registered Investment Advisory firm - (3/6/2009 Approved)

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Contact information

Main Address

6265 Sheridan Drive Suite 118, Williamsville, NY 14221

Mailing Address

Phone number

(716) 856-7555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 59,661,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRG FINANCIAL, INC.

QUESTAR CAPITAL CORPORATION

S.C. PARKER & CO., INC.

MARINER FINANCIAL SERVICES, INC.

ALEXANDER KALE SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2005

Series 63

Date: 1/8/1992

Series 7

Date: 2/11/1994

Series 6

Date: 12/24/1991

Series 24

Date: 7/13/1995

Current Firm

O'BANNON & DAVIS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

O'BANNON & DAVIS INC.

TRUST BUT VERIFY

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