Paula M. Parrish

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CRD#: 2188700

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paula M Parrish, CFP®, who also goes by Paula Mary Parrish, was a registered financial professional .

Paula is a previously registered financial professional and started their career in finance in 1991. Paula had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paula Mary Parrish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ally Invest Securities LLC Start Date: 10/2021; Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. 0-20 hours per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Past

October 20, 2021 - August 25, 2025

ALLY INVEST ADVISORS

RIA

CRD#: 170301

Rye, NH

Past

June 9, 2021 - August 25, 2025

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

August 15, 2019 - May 21, 2021

CITIZENS PRIVATE WEALTH

RIA

CRD#: 106743

MANCHESTER, NH

Past

April 6, 2018 - January 8, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MANCHESTER, NH

Past

April 6, 2018 - January 8, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

MANCHESTER, NH

Past

November 13, 2017 - April 5, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BEDFORD, NH

Past

November 13, 2017 - April 5, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

BEDFORD, NH

Past

May 5, 2016 - July 12, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

February 23, 2015 - July 12, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

October 10, 2013 - January 26, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SOUTHBOROUGH, MA

Past

August 16, 2013 - January 26, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOUTHBOROUGH, MA

Past

September 11, 2012 - April 1, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

September 16, 2009 - October 6, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARLBOROUGH, MA

Past

September 16, 2009 - October 6, 2010

LPL FINANCIAL LLC

CRD#: 6413

MARLBOROUGH, MA

Past

July 14, 2009 - September 16, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HUDSON, NH

Past

March 8, 2007 - December 20, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST. CLOUD, MN

Past

March 7, 2007 - December 20, 2007

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

PLAISTOW, NH

Past

July 11, 2006 - March 7, 2007

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

May 31, 2006 - March 7, 2007

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

October 21, 1993 - March 9, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

December 23, 1991 - October 28, 1993

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/3/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paula M. Parrish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

CITIZENS PRIVATE WEALTH

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

BANCNORTH INVESTMENT GROUP, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

FIDELITY BROKERAGE SERVICES LLC

MAIN STREET MANAGEMENT COMPANY

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2013

Series 63

Date: 1/13/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/7/1992

Series 6

Date: 12/20/1991

Series 8

Date: 10/3/1996

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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