Van E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Van Edward Johnson was a registered financial professional .
Van is a previously registered financial professional and started their career in finance in 1991. Van had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2023 - March 28, 2025
REDWOOD PRIVATE WEALTH
October 31, 2005 - May 31, 2023
OSAIC SERVICES, INC.
October 31, 2005 - May 31, 2023
OSAIC SERVICES, INC.
July 17, 2002 - October 31, 2005
SENTRA SECURITIES CORPORATION
March 6, 1997 - October 31, 2005
SENTRA SECURITIES CORPORATION
February 8, 1995 - March 21, 1997
EQUITY SERVICES, INC.
August 11, 1994 - December 31, 1994
EQUITY SERVICES, INC.
December 12, 1991 - July 13, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDWOOD PRIVATE WEALTH
CRD#: 312942 / SEC#: 801-120723
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 267,560,801 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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