Curtis O. Irby

PROCYON

Shelton, CT 06484

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CRD#: 2188612

Professional summary

Curtis Oneal Irby, CFP® is a registered financial advisor currently at PROCYON located in Shelton, Connecticut.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Curtis has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Shelton, CT, 06484; Insurance sales; Implementation of insurance recommendations; 1 hour per month, 0 during trading hours; Licensed insurance agent 2) Greater Bridgeport Area Prevention Program; Not-investment related; Bridgeport, CT. 06610; Community Service Organization; Board Member; 5/4/1998; 2 hours per month; 0 during trading hours; Serving as Board Chairman.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Oneal Irby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 20, 2025 - Present

PROCYON

Office #1: 1 Corporate Drive Suite 225, Shelton, CT 06484

RIA

CRD#: 288239

Shelton, CT

Past

August 16, 2023 - September 4, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SHELTON, CT

Past

August 14, 2023 - September 4, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

SHELTON, CT

Past

July 10, 2020 - October 11, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

BRIDGEPORT, CT

Past

September 28, 2001 - March 31, 2020

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

BRIDGEPORT, CT

Past

October 25, 1996 - October 11, 2022

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

January 7, 1992 - June 7, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/24/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/1998

General Securities Principal Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Curtis O. Irby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Oneal Irby's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2000

Series 63

Date: 8/14/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/4/1998

Series 6

Date: 10/24/1996

Series 24

Date: 11/4/1998

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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