John K. Mailander

DINERGY

Mount Prospect, IL

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CRD#: 2188522

Professional summary

John King Mailander is a registered financial advisor currently at DINERGY located in Mount Prospect, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John King Mailander's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2019 - Present

DINERGY

RIA

CRD#: 286403

Mount Prospect, IL

Past

April 11, 2016 - September 12, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Mt. Prospect, IL

Past

July 2, 2009 - April 8, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ST. CHARLES, IL

Past

July 2, 2009 - April 8, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

ST. CHARLES, IL

Past

January 11, 2008 - July 7, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

ALGONQUIN, IL

Past

January 11, 2008 - July 7, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

ALGONQUIN, IL

Past

December 8, 2006 - January 31, 2008

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ELGIN, IL

Past

June 6, 2006 - January 31, 2008

INVEST FINANCIAL CORPORATION

CRD#: 12984

ELGIN, IL

Past

August 1, 2003 - March 13, 2006

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CINCINNATI, OH

Past

December 16, 1991 - April 29, 1996

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/8/2023)

IAR

Illinois
(9/16/2019)

IAR

Michigan
(9/11/2019)

IAR

Ohio
(9/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/31/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DINERGY

DINERGY | DINERGY WEALTH MANAGEMENT, LLC | DINERGY WEALTH MANAGEMENT

CRD#: 286403 / SEC#:

Florida

Registered Investment Advisory firm - (11/8/2023 Approved)

Illinois

Registered Investment Advisory firm - (9/16/2019 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2019 Approved)

Ohio

Registered Investment Advisory firm - (2/24/2017 Approved)

South Carolina

Registered Investment Advisory firm - (11/26/2018 Approved)

Texas

Registered Investment Advisory firm - (10/31/2018 Approved)

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Contact information

Main Address

3700 Park 42 Drive Suite 130a, Cincinnati, OH 45241-2081

Mailing Address

Phone number

(513) 878-0200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 23,128,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John K. Mailander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John King Mailander's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

W&S BROKERAGE SERVICES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2006

Series 63

Date: 7/31/2003

SIE

Date: 4/8/2016

Series 7

Date: 6/28/2006

Series 6

Date: 7/31/2003

Current Firm

DINERGY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DINERGY

TRUST BUT VERIFY

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