Kevin Kilgallen
Professional summary
Kevin Kilgallen, who also goes by Kevin G Kilgallen, is a registered financial professional currently at GUGGENHEIM SECURITIES, LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 50, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Kilgallen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2026 - Present
GUGGENHEIM SECURITIES, LLC
Office #1: 330 Madison Avenue, New York, NY 10017January 22, 2018 - December 19, 2025
OPPENHEIMER & CO. INC.
October 31, 2012 - December 13, 2017
WELLS FARGO SECURITIES, LLC
May 16, 2011 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
March 2, 2009 - April 12, 2011
BTIG, LLC
July 21, 2003 - March 5, 2009
BANC OF AMERICA SECURITIES LLC
March 8, 2002 - July 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 1991 - February 25, 2002
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/1999
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
GUGGENHEIM SECURITIES, LLC
CRD#: 40638 / SEC#: , 8-49107
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINKS HOLDINGS, LLC | MEMBER | |
| GUGGENHEIM MANAGER, INC. | MANAGING MEMBER | |
| LOWERY WHILLE, TRACY | CHIEF COMPLIANCE OFFICER | 2872693 |
| MILLSTEIN, JAMES E. | CO-CHARIMAN | 4270577 |
| SCHWARTZ, ALAN DAVID | CO-CHAIRMAN | 416184 |
| SCHWARTZ, ANDREW JON | CHIEF FINANCIAL OFFICER | 5121914 |
| SIRNA, KRISTINE M | CHIEF OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 5971785 |
| TSOU, SUSAN | FINOP & PRINCIPAL FINANCIAL OFFICER | 6187001 |
| VAN LITH, MARK ALAN | CHEIF EXECUTIVE OFFICER | 2263510 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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