MM
Mark C. Miller
AMERITAS ADVISORY SERVICES
MEMPHIS, TN 38120
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CRD#: 2188048
MM
Professional summary
Mark Christopher Miller is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Memphis, Tennessee and AMERITAS INVESTMENT COMPANY, LLC located in Memphis, Tennessee.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *UCL FINANCIAL GROUP; SAME AS BRANCH; INV REL; INSURANCE AGENCY; AGENT; START DATE = 08/1990; HRS/MO = 40; TRADING HRS/MO = 35; INSURANCE SALES; *UWAG; same as branch; inv rel; insurance/financial services agency; Agent/IAR; start date=01/2014; hrs/mo=0; trading hrs/mo=0; UCL Financial Group is joining the UWAG network-no change in my duties or compensation for me as a non-partner, no additional compensation of any kind coming directly as a result of being a representative working out of a UWAG member agency, other than the possibility of increased production due to increased sales resources available through the group; *NAIFA Memphis / West TN & NAIFA National, Role: I serve in the role of National Committeeman-serve as the liaison between our local chapter and the state and national associations, Type: Board Service, Start Date: 07/01/2021, Investment Related?: No, Address: 2901 Telestar Court, Falls Church, VA 22042-1205, Number of Hours/Mo: 2, Number of Hrs during trading hours: 100, Duties: Have been on the NAIFA Memphis / West TN board for several years. Joined the Audit Committee about 3-4 years ago. Joined the newly formed Chapter Quality Committee in 2021.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Christopher Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1755 N Kirby Pkwy, Memphis, TN 38120RIA
CRD#: 317245
MEMPHIS, TN
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1755 N. Kirby Parkway Suite 300, Memphis, TN 38120BD
CRD#: 14869
Memphis, TN
Past
January 5, 2010 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
November 22, 1991 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/24/2017)
RR
Connecticut(1/20/2012)
RR
Florida(5/30/2017)
RR
Georgia(12/11/2007)
RR
Illinois(5/6/2020)
RR
Kentucky(5/30/2017)
RR
Louisiana(7/29/2015)
RR
Maine(5/20/2021)
RR
Minnesota(9/10/2024)
RR
Mississippi(8/24/2006)
RR
New York(5/17/2024)
RR
North Carolina(11/28/2023)
RR
Tennessee(6/30/2006)
IAR
Tennessee(11/1/2021)
RR
Texas(1/2/2015)
IAR
Texas(11/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Memphis, TN 38120TRUST BUT VERIFY
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