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Mark Christopher Miller

AMERITAS ADVISORY SERVICES
MEMPHIS, TN
·CRD# 2188048·35 years experience

Professional Summary

Mark Christopher Miller is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Memphis, Tennessee and AMERITAS INVESTMENT COMPANY, LLC located in Memphis, Tennessee. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

AMERITAS ADVISORY SERVICES, LLC·CRD# 317245
RIA
1755 N Kirby Pkwy, Memphis, TN 38120
November 1, 2021 - Present
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
1755 N. Kirby Parkway Suite 300, Memphis, TN 38120
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Lincoln, NE
January 5, 2010 - November 1, 2021
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Memphis, TN
November 22, 1991 - June 30, 2006

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Current Firm

AA
AMERITAS ADVISORY SERVICES, LLC

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - SEC (1/13/1998 Approved)

Contact Information

Main Address

5900 O Street, Lincoln, NE 68510

Phone Number

(800) 335-9858

# of Employees

797

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

45,299

AUM (Assets Under Management)

$13,746,443,625

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport
07/23/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *UCL FINANCIAL GROUP; SAME AS BRANCH; INV REL; INSURANCE AGENCY; AGENT; START DATE = 08/1990; HRS/MO = 40; TRADING HRS/MO = 35; INSURANCE SALES; *UWAG; same as branch; inv rel; insurance/financial services agency; Agent/IAR; start date=01/2014; hrs/mo=0; trading hrs/mo=0; UCL Financial Group is joining the UWAG network-no change in my duties or compensation for me as a non-partner, no additional compensation of any kind coming directly as a result of being a representative working out of a UWAG member agency, other than the possibility of increased production due to increased sales resources available through the group; *NAIFA Memphis / West TN & NAIFA National, Role: I serve in the role of National Committeeman-serve as the liaison between our local chapter and the state and national associations, Type: Board Service, Start Date: 07/01/2021, Investment Related?: No, Address: 2901 Telestar Court, Falls Church, VA 22042-1205, Number of Hours/Mo: 2, Number of Hrs during trading hours: 100, Duties: Have been on the NAIFA Memphis / West TN board for several years. Joined the Audit Committee about 3-4 years ago. Joined the newly formed Chapter Quality Committee in 2021.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - SEC (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(4/24/2017)
RR
Connecticut
(1/20/2012)
RR
Florida
(5/30/2017)
RR
Georgia
(12/11/2007)
RR
Illinois
(5/6/2020)
RR
Kentucky
(5/30/2017)
RR
Louisiana
(7/29/2015)
RR
Maine
(5/20/2021)
RR
Minnesota
(9/10/2024)
RR
Mississippi
(8/24/2006)
RR
New York
(5/17/2024)
RR
North Carolina
(11/28/2023)
RR
Tennessee
(6/30/2006)
IAR
Tennessee
(11/1/2021)
RR
Texas
(1/2/2015)
IAR
Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1991About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MM
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