Julio C. Marron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julio Carlos Marron, who also goes by Carlos Julio Marronrecamier, was a registered financial advisor .
Julio is a previously registered financial advisor and started their career in finance in 1991. Julio had worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2009 - December 5, 2013
ARGENTUS SECURITIES, LLC
August 28, 2007 - December 31, 2008
AWM SERVICES, LLC
January 17, 2006 - October 1, 2007
GBM INTERNATIONAL, INC.
September 19, 2002 - August 19, 2005
WELLS FARGO INVESTMENTS, LLC
April 5, 2001 - August 19, 2005
WELLS FARGO INVESTMENTS, LLC
December 21, 2000 - October 11, 2001
ONE FINANCIAL SECURITIES, LTD.
December 24, 1991 - September 27, 2000
GBM INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARGENTUS SECURITIES, LLC
CRD#: 45915 / SEC#: , 8-51230
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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