Anthony J. Benante

BARON FINANCIAL GROUP LLC

FAIR LAWN, NJ 07410

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CRD#: 2187861

Professional summary

Anthony John Benante, CFA is a registered financial advisor currently at BARON FINANCIAL GROUP LLC located in Fair Lawn, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Anthony has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Benante's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 14, 2007 - Present

BARON FINANCIAL GROUP LLC

Office #1: 16-00 Route 208 South, Fair Lawn, NJ 07410Office #3: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 144234

FAIR LAWN, NJ

Past

December 1, 2006 - November 7, 2007

STONEGATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 121412

CARY, NC

Past

October 17, 2002 - October 17, 2006

BMO CAPITAL MARKETS GKST INC.

CRD#: 8352

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARON FINANCIAL GROUP LLC

BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC

CRD#: 144234 / SEC#: 801-67989

RIA

Registered Investment Advisory firm - (6/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/13/2008)

IAR

New Jersey
(6/14/2007)

IAR

Texas
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/2001

General Securities Representative Examination

Current Firm

BARON FINANCIAL GROUP LLC

BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC

CRD#: 144234 / SEC#: 801-67989

RIA

Registered Investment Advisory firm - (6/14/2007 Approved)

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Contact information

Main Address

16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504

Mailing Address

Phone number

(201) 791-6408

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV_FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	928
AUM (Assets Under Management)	$ 340,028,810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Benante

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Benante's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARON FINANCIAL GROUP LLC

STONEGATE WEALTH MANAGEMENT, LLC

BMO CAPITAL MARKETS GKST INC.

Primary Firm SEC Registration

BARON FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/27/2002

Series 7

Date: 2/7/2001

Current Firm

BARON FINANCIAL GROUP LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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