SJ
Stephen A. Jenkins
KEY INVESTMENT SERVICES LLC
Rensselaer, NY 12144
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CRD#: 2187856
SJ
Professional summary
Stephen Arthur Jenkins is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Rensselaer, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Stephen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOARD OF ASSESSMENT REVIEW; POSITION: chair NATURE: review property owners' tax assessment grievances, render decisions. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2013; ADDRESS: 80 E Market St., Rhinebeck NY 12572, United States; DESCRIPTION: statutory board member; 2) RHINEBECK CENTRAL SCHOOL DISTRICT BOARD OF EDUCATION; POSITION: president NATURE: Governance of district education INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012; ADDRESS: 45 N Park Rd, Rhinebeck NY 12572, United States; DESCRIPTION: Governance of district education; 3) RHINEBECK DEMOCRATIC COMMITTEE; POSITION: treasurer NATURE: political PAC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 65 Livingston St, Rhinebeck NY 12572, United States; DESCRIPTION: pay bills, record donations, deposit donations, run adhoc reports
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Arthur Jenkins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Arthur Jenkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 281 Troy Road, Rensselaer, NY 12144RIA
BD
CRD#: 136300
Rensselaer, NY
Current
January 22, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 281 Troy Road, Rensselaer, NY 12144RIA
BD
CRD#: 136300
Rensselaer, NY
Past
August 2, 2021 - June 5, 2023
STERLING MANOR FINANCIAL, LLC
RIA
CRD#: 284218
SARATOGA SPRINGS, NY
Past
January 28, 2020 - February 12, 2020
STERLING MANOR FINANCIAL, LLC
RIA
CRD#: 284218
SARATOGA SPRINGS, NY
Past
January 6, 2020 - June 22, 2023
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
SARATOGA SPRINGS, NY
Past
October 14, 2016 - November 15, 2018
STERLING MANOR FINANCIAL, LLC
RIA
CRD#: 284218
SARATOGA SPRINGS, NY
Past
December 11, 2013 - December 31, 2019
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
SARATOGA SPRINGS, NY
Past
November 2, 2009 - June 22, 2023
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SARATOGA SPRINGS, NY
Past
April 24, 2006 - November 4, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
SARATOGA SPRINGS, NY
Past
March 25, 2004 - April 7, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 25, 2004 - April 7, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/11/2025)
RR
Florida(1/30/2024)
RR
Massachusetts(10/7/2024)
RR
New York(1/22/2024)
IAR
New York(1/22/2024)
RR
North Carolina(5/5/2025)
RR
Ohio(9/11/2025)
RR
South Carolina(6/27/2025)
RR
Vermont(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
