EK

Edward H. Keiley

M2 CAPITAL ADVISORS
VALENCIA, CA 91355
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CRD#: 2187781
EK

Professional summary


Edward Hayes Keiley, who also goes by Edward Hayes Keiley III, is a registered financial advisor currently at M2 CAPITAL ADVISORS located in Valencia, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Edward has worked at 15 firms and has passed the Series 65, Series 63, Series 3, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward Hayes Keiley Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Edward Hayes Keiley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 30, 2026 - Present

M2 CAPITAL ADVISORS

Office #1: 27441 Tourney Road Suite 260, Valencia, CA 91355
RIA
CRD#: 288829
VALENCIA, CA
Past

July 7, 2010 - August 5, 2015

SPIDERROCK EXS, LLC

BD
CRD#: 148743
CHICAGO, IL
Past

November 12, 2009 - June 5, 2023

R.J. O'BRIEN SECURITIES, LLC

BD
CRD#: 143624
CHICAGO, IL
Past

April 9, 2009 - April 5, 2018

TMT EAST LLC

BD
CRD#: 104091
CHICAGO, IL
Past

March 6, 2009 - August 31, 2018

TMT INVESTMENTS, LLC

BD
CRD#: 144491
CHICAGO, IL
Past

December 21, 2007 - August 1, 2008

R.J. O'BRIEN SECURITIES, LLC

BD
CRD#: 143624
CHICAGO, IL
Past

May 29, 2007 - November 27, 2012

XMS CAPITAL PARTNERS, LLC

BD
CRD#: 142871
CHICAGO, IL
Past

February 23, 2004 - April 15, 2004

SILVER YOUNG STOCK ARB LLC

BD
CRD#: 127393
CHICAGO, IL
Past

January 7, 2004 - June 19, 2015

RED CEDAR TRADING, LLC

BD
CRD#: 128134
DEERFIELD, IL
Past

December 19, 2003 - August 3, 2009

THIRD MILLENNIUM TRADING, LLC

BD
CRD#: 117372
CHICAGO, IL
Past

June 3, 2003 - May 31, 2007

TJM INVESTMENTS, LLC

BD
CRD#: 46300
CHICAGO, IL
Past

August 26, 2002 - June 6, 2003

CIBC PRIVATE WEALTH ADVISORS, INC.

RIA
CRD#: 109644
CHICAGO, IL
Past

September 10, 1997 - April 17, 2002

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
WHEATON, IL
Past

November 10, 1994 - August 14, 1996

COMMUNITY BROKERAGE SERVICES, INCORPORATED

BD
CRD#: 36746
MICHIGAN CITY, IN
Past

July 19, 1993 - June 14, 1994

RELIABLE SECURITIES, INC.

BD
CRD#: 31347
CHICAGO, IL
Past

January 7, 1992 - January 14, 1993

JOHN DAWSON & ASSOCIATES, INC.

BD
CRD#: 6347
CHICAGO, IL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
M2 CAPITAL ADVISORS
M2 CAPITAL ADVISORS | M2 FINANCIAL LLC

CRD#: 288829 / SEC#: 801-135373

RIA
Registered Investment Advisory firm - (2/19/2026 Approved)
California
Registered Investment Advisory firm - (6/23/2017 Approved)
Texas
Registered Investment Advisory firm - (9/14/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/30/2026)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 3
Date: 10/19/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/15/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MC
M2 CAPITAL ADVISORS
M2 CAPITAL ADVISORS | M2 FINANCIAL LLC

CRD#: 288829 / SEC#: 801-135373

RIA
Registered Investment Advisory firm - (2/19/2026 Approved)
California
Registered Investment Advisory firm - (6/23/2017 Approved)
Texas
Registered Investment Advisory firm - (9/14/2017 Approved)
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Contact information


Main Address
27441 Tourney Road Suite 260, Valencia, CA 91355
Mailing Address
Phone number
(661) 347-0202
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (2 States and Territories)


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Regulatory assets under management


Total Number of Accounts73
AUM (Assets Under Management)$ 40,362,435

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M2 CAPITAL ADVISORS

CRD#: 288829Valencia, CA 91355

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