Scott T. Wolfrum

ELPIS CAPITAL GROUP

Fishers, IN 46038

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CRD#: 2187550

Professional summary

Scott Thomas Wolfrum is a registered financial advisor currently at ELPIS CAPITAL GROUP, LLC located in Fishers, Indiana.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)PERFINITY BIOSCIENCES, INC.; NOT INVESTMENT-RELATED; DIAGNOSTIC SYSTEM; WEST LAFAYETTE, IN; INVESTOR - LESS THAN 8% OWNERSHIP; INVESTED SINCE 10/2005; NO DUTIES OR TIME SPENT. 2)ELPIS OPPORTUNITIES FUND; LIMITED PARTNERSHIP; INVESTMENT-RELATED; INDIANAPOLIS IN; OWNER, START DATE 11/01/16, 2 HOURS WEEKLY DURING BUSINESS HOURS. 3)SUPERNOVA, INVESTMENT-RELATED, INDIANAPOLIS IN, BOARD MEMBER, START DATE 12/01/16, 1 HOUR MONTHLY DURING BUSINESS HOURS. 4)WARSAW CHEMICAL COMPANY; NOT INVESTMENT-RELATED; WARSAW, IN; MAJORITY OWNER 5) SWSS ACQUISITION LLC DBA NORTHSIDE GARAGE DOOR SYSTEMS, INVESTED 2/2021, 50% OWNER, NOT INVESTMENT-RELATED; MUNCIE IN; MINIMAL TIME PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Wolfrum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2024 - Present

ELPIS CAPITAL GROUP, LLC

Office #1: 7190 E 106th Street, Fishers, IN 46038

RIA

CRD#: 175494

Fishers, IN

Past

February 1, 2018 - April 23, 2024

WOLFRUM AND CO.

RIA

CRD#: 291243

Indianapolis, IN

Past

January 3, 2018 - September 23, 2019

HUNTLEIGH SECURITIES CORPORATION

CRD#: 7456

Indianapolis, IN

Past

August 11, 2015 - January 4, 2018

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

CHICAGO, IL

Past

May 28, 2013 - August 11, 2015

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

INDIANAPOLIS, IN

Past

May 24, 2013 - January 4, 2018

SANCTUARY SECURITIES, INC.

CRD#: 205

INDIANAPOLIS, IN

Past

August 5, 2011 - May 28, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

INDIANAPOLIS, IN

Past

August 5, 2011 - May 28, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

INDIANAPOLIS, IN

Past

January 1, 2008 - August 5, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

INDIANAPOLIS, IN

Past

January 1, 2008 - August 5, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

INDIANAPOLIS, IN

Past

December 30, 1998 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

INDIANAPOLIS, IN

Past

October 25, 1996 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

INDIANAPOLIS, IN

Past

December 12, 1991 - October 18, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/21/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/11/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/19/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/19/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

ELPIS CAPITAL GROUP, LLC

ELPIS CAPITAL GROUP, LLC | TROY MARCHAND TBD | FOUNDRY CAPITAL GROUP, LLC

CRD#: 175494 / SEC#:

Indiana

Registered Investment Advisory firm - (1/31/2018 Approved)

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Contact information

Main Address

7190 E 106th Street, Fishers, IN 46038

Mailing Address

Phone number

(317) 660-8938

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 90,353,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott T. Wolfrum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Wolfrum's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOLFRUM AND CO.

HUNTLEIGH SECURITIES CORPORATION

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/1992

SIE

Date: 10/1/2018

Series 31

Date: 4/21/2009

Series 7

Date: 12/11/1991

Series 10

Date: 11/19/2003

Series 9

Date: 11/19/2003

Current Firm

ELPIS CAPITAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELPIS CAPITAL GROUP, LLC

TRUST BUT VERIFY

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