Marc N. Jaffe
Professional summary
Marc Nathan Jaffe was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marc is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Marc had worked at 5 firms, which includes F500 ADVISORY SERVICES INC., FINANCE 500 INC., GUNNALLEN FINANCIAL INC, MORGAN STANLEY DW INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2010 - September 3, 2015
F500 ADVISORY SERVICES, INC.
April 13, 2010 - September 18, 2015
FINANCE 500, INC.
November 8, 2004 - March 30, 2010
GUNNALLEN FINANCIAL, INC
October 29, 2004 - March 30, 2010
GUNNALLEN FINANCIAL, INC
April 4, 2001 - October 28, 2004
MORGAN STANLEY DW INC.
March 20, 2001 - October 28, 2004
MORGAN STANLEY DW INC.
December 17, 1991 - April 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
F500 ADVISORY SERVICES, INC.
CRD#: 107519 / SEC#: 801-23368
Contact information
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