Glen T. Flanaghan
Professional summary
Glen Thomas Flanaghan, who also goes by Glen T Flanaghan, Glen Flanaghan, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Hartford, Connecticut.
Glen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Glen has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glen Thomas Flanaghan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Glen Thomas Flanaghan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 203 Trumball Street, Hartford, CT 06103December 19, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 203 Trumball Street, Hartford, CT 06103April 12, 2024 - December 12, 2024
FISHER INVESTMENTS
January 26, 2022 - April 12, 2024
CHARLES SCHWAB & CO., INC.
January 26, 2022 - April 12, 2024
CHARLES SCHWAB & CO., INC.
January 8, 2013 - October 14, 2022
TD AMERITRADE, INC.
January 8, 2013 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 8, 2013 - April 12, 2024
TD AMERITRADE, INC.
August 23, 2011 - January 4, 2013
VOYA FINANCIAL ADVISORS, INC.
August 22, 2011 - January 4, 2013
VOYA FINANCIAL ADVISORS, INC.
March 13, 2007 - July 26, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
March 13, 2007 - July 26, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 1, 2006 - February 27, 2007
CETERA INVESTMENT SERVICES LLC
May 18, 2006 - February 27, 2007
BANCNORTH INVESTMENT GROUP, INC.
January 19, 2005 - May 16, 2006
NEWALLIANCE INVESTMENTS, INC.
January 21, 2004 - May 16, 2006
NEWALLIANCE INVESTMENTS, INC.
October 4, 2002 - January 14, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 1, 1999 - March 27, 2002
LIBERTY LIFE SECURITIES LLC
December 5, 1995 - December 1, 1999
IFMG SECURITIES, INC.
October 9, 1992 - September 13, 1994
IFMG SECURITIES, INC.
February 6, 1992 - July 9, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 6, 1992 - July 9, 1992
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(2/21/2025)
(12/19/2024)
(12/19/2024)
(2/5/2025)
(2/6/2025)
(2/21/2025)
(2/24/2025)
(2/10/2025)
(2/10/2025)
(2/7/2025)
(2/14/2025)
(2/10/2025)
(2/11/2025)
(4/4/2025)
(4/7/2025)
(2/21/2025)
(2/21/2025)
(2/21/2025)
(2/24/2025)
(2/21/2025)
(2/26/2025)
(6/18/2025)
(6/18/2025)
(2/10/2025)
(2/10/2025)
(7/2/2025)
(7/7/2025)
Exams
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
