JE
Johannes C. Ernharth
RCX CAPITAL GROUP
Golden, CO
Some features on this profile are disabled
CRD#: 2187434
JE
Professional summary
Johannes C Ernharth, who also goes by Johannes Christopher Ernharth, is a registered financial professional currently at RCX CAPITAL GROUP, LLC located in Golden, Colorado.
Johannes is registered as a RR (Registered Representative) and started their career in finance in 1992. Johannes has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 22TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Johannes Christopher Ernharth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASPHALT RODEO (BAND) / MUSICIAN - ENTERTAINMENT - 0-12 HOURS PER MONTH - 120 CROFTON DRIVE PITTSBURGH PA 15238 - START DATE: 07/2014; PLAY GUITAR AND SING; HOURS VARY NONE DURING TRADING HOURS; 2) ASSET STRATEGY ADVISORS, INVESTMENT RELATED, 24 SUPERIOR DRIVE, SUITE 101, NATICK, MA 01760, COMPREHENSIVE WEALTH MANAGEMENT/INVESTMENT ADVISORY; REGISTERED ADVISOR. START DATE: DECEMBER 2019, 160 WITH ALL DURING TRADING HOURS; PROVIDE WEALTH MANAGEMENT SERVICES, MARKET THOSE SERVICES. 3) Asset Strategy Innovation Group, LLC. Investment related. newsletters. Start date: October 2020. 24 Superior Drive, Suite 101, Natick, MA 01760. Position: content creator; Duties: Content creator for newsletters and blogs. 11-20 hours/month during trading hours. 4) FinFit Life. Investment related. Start date: 03/2020. 515 Congress Street, Suite 2500, Austin, Texas 78701. Position: Organizing agents for insurance sales. Duties: Organizing insurance sales producers into sales groups. 1 hour daily during trading hours. 5) Libertarian Party of Allegheny County. Non-investment related. 4960 William Flynn Highway, Suite 6-736, Allison Park, PA 15101. County-Level political Party Organization; Start date November 2021. Member Judicial Committee. Corporate Officer/Director/ managing member. 3 weekly. 6) LION STREET; INVESTMENT RELATED; 515 CONGRESS STREET, SUITE 2500, AUSTIN, TEXAS 78701 ; INSURANCE PRODUCERS' GROUP; SALES; 11/2021; APPROXIMATLEY 1 HOUR PER DAY DURING TRADING HOURS; PROVIDE INSURANCE PRODUCT AVAILABILITY TO SUITABLE CLIENT SITUATIONS. 7) LIBERTARIAN PARTY OF PENNSYLVANIA; NOT INVESTMENT RELATED; 3915 UNION DEPOSIT ROAD, PO BOX 223, HARRISBURG, PA 17109; COUNTY-LEVEL POLITICAL PARTY ORGANIZATION; MEMBER OF COMMITTEE; 05/2021; 1 HOUR PER MONTH, NONE DURING TRADING HOURS; MEMBER OF JUDICIARY COMMITTEE, RULE ON APPEALS AND PETITIONS FOR INTERPRETATIONS OF ORGANIZATIONAL DOCUMENTS. 8) FOX CHAPEL AREA LAND TRUST; NOT INVESTMENT RELATED; PO BOX 11286, PITTSBURGH, PA 15238; LOCAL LAND TRUST; MEMBER OF COMMITTEE; 05/2021; 1 HOUR PER MONTH ZERO DURING TRADING HOURS; MEMBER OF JUDICIARY COMMITTEE, RULE ON APPEALS AND PETITIONS FOR INTERPRETATIONS OF ORGANIZATIONAL DOCUMENTS. 9) 1031 MASTERCLASS.COM; YES; 120 CROFTON DRIVE, PITTSBURGH PA 15238; COMPLIMENTARY EDUCATION FOR 1031 EXCHANGE AND DSTS. PROVIDES OPPORTUNITY AT CONCLUSION FOR STRATEGY SESSION WHICH PROVIDES OPPORTUNITY TO FROM RELATIONSHIPS WITH RCX/ASSET STRATEGY; EQUITY OWNER; 06/01/2022; APPROXIMATLEY 25 HOURS PER MONTH ALL DURING TRADING; PRESENTLY IN DEVELOPMENT/STARTUP. HOURS WILL DROP DRAMATICALLY UPON LAUNCH OF CONTENT. WILL SERVE AS A COMPLIMENTARY EDUCATION/SEMINAR TOOL THAT MAY LEAD TO RCX/ASSET STRATEGY BUSINESS.
CRS (Client Relationship Summary) - BD
Click below to view Johannes C Ernharth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
RCX CAPITAL GROUP, LLC
BD
CRD#: 114290
Golden, CO
Past
February 21, 2020 - March 31, 2023
ASSET STRATEGY ADVISORS, LLC
RIA
CRD#: 139879
PITTSBURGH, PA
Past
November 11, 2019 - December 31, 2021
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Natick, MA
Past
June 23, 2005 - October 13, 2008
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WEXFORD, PA
Past
May 31, 2005 - October 13, 2008
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEXFORD, PA
Past
January 4, 1999 - May 31, 2005
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
August 8, 1997 - April 23, 1999
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Past
July 19, 1995 - November 7, 1996
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Past
February 4, 1992 - March 28, 1995
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(11/29/2023)
RR
Pennsylvania(1/19/2022)
RR
Texas(1/19/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 11/11/2019
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RC
RCX CAPITAL GROUP, LLC
RCX CAPITAL GROUP, LLC | SILVER POSTAL CAPITAL LLC | SILVER PORTAL CAPITAL LLC
CRD#: 114290 / SEC#: , 8-53416
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380
Mailing Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380
Phone number
(858) 923-8484
Established
California since 09/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
