Andrew S. Lewis
Professional summary
Andrew Scott Lewis, who also goes by Andy Lewis, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Warsaw, Indiana.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Scott Lewis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Scott Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2006 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 119 East Center Street, Warsaw, IN 46580January 3, 2006 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 119 East Center Street, Warsaw, IN 46580October 27, 2005 - December 31, 2005
KEYBANC CAPITAL MARKETS INC.
October 25, 2005 - December 31, 2005
KEYBANC CAPITAL MARKETS INC.
November 26, 2003 - September 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 2003 - September 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2001 - November 26, 2003
KEYBANC CAPITAL MARKETS INC.
December 14, 1999 - November 26, 2003
KEYBANC CAPITAL MARKETS INC.
March 12, 1996 - February 17, 2000
OSAIC FA, INC.
November 24, 1995 - February 17, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 19, 1995 - April 4, 1996
ONEAMERICA SECURITIES, INC.
September 19, 1995 - April 4, 1996
AMERICAN UNITED LIFE INSURANCE COMPANY
December 4, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 4, 1991 - September 13, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2021)
(12/19/2013)
(4/28/2016)
(1/3/2008)
(8/29/2013)
(3/28/2022)
(8/31/2010)
(1/9/2006)
(1/9/2006)
(1/9/2020)
(1/8/2020)
(1/3/2006)
(10/20/2017)
(9/17/2015)
(8/28/2025)
(1/31/2013)
(1/3/2006)
(7/10/2023)
(6/6/2012)
(5/18/2018)
(4/30/2010)
(1/15/2020)
(6/16/2016)
Exams
FINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
