Manuel Santayana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Santayana, who also goes by Manny Santayana, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1991. Manuel had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - April 18, 2018
AX TRADING, LLC
January 14, 2013 - February 6, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC
January 14, 2013 - February 6, 2014
NASDAQ EXECUTION SERVICES, LLC
January 29, 2001 - January 25, 2013
CREDIT SUISSE SECURITIES (USA) LLC
August 7, 2000 - October 24, 2002
PERSHING LLC
December 9, 1999 - September 20, 2000
MARKETXT, INC.
October 9, 1995 - November 18, 1999
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
June 24, 1993 - May 16, 1995
FIDELITY BROKERAGE SERVICES LLC
November 29, 1991 - June 11, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AX TRADING, LLC
CRD#: 154702 / SEC#: , 8-68667
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
