LC
Lyle H. Cole
BCO WEALTH MANAGEMENT
Carlsbad, NM 88220
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CRD#: 2187064
LC
Professional summary
Lyle Harley Cole, ChFC®, CLU® is a registered financial advisor currently at BCO WEALTH MANAGEMENT, LLC located in Carlsbad, New Mexico and LINCOLN INVESTMENT located in Carlsbad, New Mexico.
Lyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Lyle has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER- BURBA, COLE & OVERSTREET, LLC; INV ADV REP WITH CAPITAL ANALYSTS; FIXED LIFE & HEALTH INSURANCE SALES & SERVICE; SOLICITATION AND SERVICE OF FIXED INSURANCE STRUCTURED SETTLEMENTS THROUGH SUMMIT SETTLEMENTS - NOT AN ACTIVITY SUPERVISED BY CAPITAL ANALYSTS. ALL ACTIVITIES DONE DURING AND AFTER MARKET HOURS AT RECORD BRANCH OFFICE ADDRESS FOR COMPENSATION. INSURANCE POSITION: 100% OWNER NATURE: FIXED INSURANCE PRODUCTS INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1996 ADDRESS: 412 N CANAL ST, CARLSBAD NM 88220 DESCRIPTION: SALE AND REVIEW OF FIXED INCOME PRODUCTS BURBA COLE OVERSTREET LLC POSITION: MANAGING PARTNER 50% NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 200 START DATE: 01/01/1996 ADDRESS: 412 N CANAL ST, CARLSBAD NM 88220 DESCRIPTION: THE FIRM MANAGES EMPLOYEES AND OTHER RELATED COSTS. THE FIRM HAS SOME DIRECT FIXED INSURANCE BUSINESS PAID DIRECTLY TO THE FIRM. COLE & OVERSTREET LLC POSITION: 50% MANAGING MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1996 ADDRESS: 412 N CANAL ST, CARLSBAD NM 88220 DESCRIPTION: HOLDS COMMERCIAL PROPERTY LEASED COLE FINANCIAL LLC POSITION: 100% MANAGING MEMBER WITH WIFE NATURE: INVESTMENTS FOR PERSONAL USE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 208-2 E ORCHARD LN, CARLSBAD NM 88220 DESCRIPTION: INVESTMENTS FOR MY FAMILY FAITH, HOPE & LOVE FOUNDATION POSITION: Board Member NATURE: charity for people in Eddy County INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 933 N Canal St, Carlsbad NM 88220, United States DESCRIPTION: Advise on charity concerns BCO WEALTH MANAGEMENT, LLC POSITION: managing member, co-owner, IAR NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 125 START DATE: 07/22/2022 ADDRESS: 412 N Canal, CARLSBAD NM 88220-9674, United States DESCRIPTION: investment and planning related services MJ KC RE LEGACY LLC POSITION: Owner of the business NATURE: Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2024 ADDRESS: 1205 W. Pierce St, Carlsbad NM 88220, United States DESCRIPTION: We will buy rental properties and rent them out in Carlsbad, NM.
CRS (Client Relationship Summary) - RIA
Click below to view Lyle Harley Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 8, 2022 - Present
BCO WEALTH MANAGEMENT, LLC
Office #1: 412 N Canal St, Carlsbad, NM 88220RIA
CRD#: 322276
Carlsbad, NM
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 412 N Canal Street P. O. Box 1448, Carlsbad, NM 88221-1448RIA
BD
CRD#: 519
Carlsbad, NM
Past
June 5, 2012 - November 4, 2022
CAPITAL ANALYSTS
RIA
CRD#: 162200
CARLSBAD, NM
Past
June 1, 2012 - November 7, 2022
LINCOLN INVESTMENT
RIA
CRD#: 519
FORT WASHINGTON, PA
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
CARLSBAD, NM
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CARLSBAD, NM
Past
January 17, 1997 - May 4, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
CARLSBAD, NM
Past
November 4, 1992 - May 4, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 4, 1992 - May 4, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
November 18, 1991 - October 27, 1992
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2014)
RR
Arizona(6/1/2012)
RR
Arkansas(6/1/2012)
RR
California(6/1/2012)
RR
Colorado(6/1/2012)
RR
Florida(6/2/2012)
RR
Illinois(7/9/2012)
RR
Iowa(6/1/2012)
RR
Kansas(5/3/2013)
RR
Maine(6/1/2012)
RR
Maryland(4/22/2019)
RR
Michigan(6/25/2014)
RR
Minnesota(6/1/2012)
RR
Missouri(6/1/2012)
RR
Nebraska(6/1/2012)
RR
Nevada(6/1/2012)
RR
New Mexico(6/1/2012)
IAR
New Mexico(7/11/2022)
RR
North Carolina(4/24/2017)
RR
Ohio(6/1/2012)
RR
Oklahoma(8/21/2012)
RR
Oregon(6/1/2012)
RR
South Dakota(6/1/2012)
RR
Tennessee(6/1/2012)
RR
Texas(6/1/2012)
IAR
Texas(7/8/2022)
RR
Utah(6/17/2013)
RR
Virginia(6/1/2012)
RR
Washington(6/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
412 N Canal St, Carlsbad, NM 88220
Mailing Address
Phone number
(575) 887-2013
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 300,482,599 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
