John C. Bernabei
Professional summary
John Carlo Bernabei, CFP®, who also goes by Jb Bernabei, is a registered financial advisor currently at ROBERTSON STEPHENS located in San Rafael, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 10 firms and has passed the Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Carlo Bernabei's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
March 3, 2020 - Present
ROBERTSON STEPHENS
December 7, 2017 - March 9, 2018
SEAPLANE PARTNERS, LLC
May 27, 2014 - March 17, 2020
VINE STREET WEALTH MANAGEMENT, LLC
February 15, 2013 - March 6, 2014
CLSA AMERICAS, LLC
May 22, 2009 - May 31, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
August 3, 2005 - March 25, 2009
WELLS FARGO SECURITIES, LLC
August 16, 1994 - March 3, 2005
PRUDENTIAL EQUITY GROUP, LLC
February 2, 1993 - August 9, 1994
SUTRO & CO. INCORPORATED
May 29, 1992 - January 19, 1993
TUCKER ANTHONY INCORPORATED
February 10, 1992 - April 27, 1992
ROTH CAPITAL PARTNERS, LLC
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/3/2020)
Exams
Current Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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