William P. Hampton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Paul Hampton was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
November 9, 1992 - June 2, 1993
FIRST AFFILIATED SECURITIES
April 3, 1992 - October 30, 1992
H.J. MEYERS & CO., INC.
October 28, 1991 - February 4, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
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