David W. Lemons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Lemons was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - September 6, 2024
ALAPOCAS INVESTMENT PARTNERS, INC.
May 20, 2013 - April 11, 2019
EAST COAST ASSET MANAGEMENT, LLC
September 20, 2006 - May 10, 2013
KNOTT ASSET MANAGEMENT, LLC
November 15, 1993 - August 25, 1999
FIDELITY BROKERAGE SERVICES LLC
January 1, 1992 - May 13, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALAPOCAS INVESTMENT PARTNERS, INC.
CRD#: 300841 / SEC#: 801-114902
Contact information
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 206,619,664 |
Red Flags
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