Fred E. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Elbert Murphy IV, who also goes by Fred E Murphy IV, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1991. Fred had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2003 - February 21, 2024
MMHP INVESTMENT ADVISORS
November 13, 1991 - April 29, 1992
SHIELDS & COMPANY
Primary Firm SEC Registration
MMHP INVESTMENT ADVISORS
CRD#: 107861 / SEC#: 801-43509
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MMHP INVESTMENT ADVISORS
CRD#: 107861 / SEC#: 801-43509
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,260 |
| AUM (Assets Under Management) | $ 403,720,223 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
