Todd B. Wyche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Brinson Wyche was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1992. Todd had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2021 - May 31, 2022
SAN BLAS SECURITIES LLC
January 21, 2015 - November 15, 2019
IFS SECURITIES
August 22, 2013 - October 26, 2016
WINDSOR STREET CAPITAL, LP
September 27, 1999 - September 24, 2002
RAMIUS SECURITIES LLC
August 28, 1996 - June 19, 2017
WYCHE SECURITIES, INC.
March 16, 1995 - December 11, 1996
ENCLAVE CAPITAL LLC
January 8, 1992 - September 21, 1992
FLETCHER CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/8/2001
Limited Representative-Equity Trader ExamCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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