Paul R. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Robert Martin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2003 - March 20, 2012
BEACONSFIELD FINANCIAL SERVICES, INC.
December 22, 2000 - September 27, 2002
USALLIANZ SECURITIES, INC.
August 24, 1999 - October 23, 2000
LIFEMARK SECURITIES CORP.
June 15, 1998 - August 27, 1999
ROBERT W. BAIRD & CO. INCORPORATED
June 15, 1998 - August 27, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 30, 1997 - March 11, 1998
SUNAMERICA SECURITIES, INC.
April 27, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 27, 1992 - September 16, 1997
PRUCO SECURITIES, LLC.
February 10, 1992 - April 3, 1992
METROPOLITAN LIFE INSURANCE COMPANY
February 10, 1992 - April 3, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
